(3) The authority may also, by written notice to a licence holder (ii) “share” means the interest of members of a body corporate who, are entitled to share in the capital or income of that body Capital markets Authority has prioritized I-REITS whose main objective is to collect income in form of rent over D-REITS which are focused on development, construction and selling at a profit. any advice given by a broker or dealer, an investment adviser, a broker or dealer’s representative or an investment representative concerning securities; the issuing or publication of a report or analysis by a broker or dealer, an investment adviser, a broker or dealer’s representative or an investment representative concerning relevant securities; the financial position of any business carried on by a person who is or has been, either alone or together with other persons, a broker or dealer or an investment adviser and has dealt in, or given advice concerning, relevant securities; the financial position of any business carried on by a nominee controlled by a person referred to in paragraph (c) or jointly controlled by two or more persons at least one of whom is a person referred to in that paragraph; or. The authority may issue a statement of principles with respect to the conduct and financial standing expected of persons licensed under Part IV. Power of the authority to prohibit trading in particular securities. the taking or sending out of Uganda of monies of the relevant person or of any person associated with the relevant person; an order prohibiting, either absolutely or subject to conditions, the taking, sending or transfer of securities or other property of the relevant person or of any person who is associated with the relevant person from a place in Uganda to a place outside Uganda, including the transfer of securities from a register in Uganda to a register outside Uganda; an order appointing a receiver or a receiver and manager, with such powers as the court may order, of the property or part of the property of that person; an order where the relevant person is an individual— (i) requiring him or her to deliver up to the court his or her. In this Part, unless the contrary intention appears, a reference to a book, security, trust account or business or in relation to a broker or dealer who carries on business in partnership, shall be read as a reference to such a book, security, trust account or business in relation to the partnership. 91. 4. he or she does or ought reasonably to have known that the statement or information is false or misleading in a material particular. Where the authority has reason to suspect that a person has committed an offence under this Act or the Companies Act or has been guilty of fraud or dishonesty in relation to a dealing in securities, it may make such investigation as it thinks proper under this Act. any person who is knowledgeable about the securities industry and who is Copies or extracts of books to be admissable in evidence. 6. A candid Gentleman and accomplished doctor in Africa. Posi sectetut amet fermntum orem ipsum quia dolor sit amet, consectetur, adipisci velit, sed quia nons. 103. “I also take note of the growth in Uganda’s pension sector with assets valued at approximately Uganda shillings 8trillion which is an indication of increased national savings. No person shall act as an investment adviser or hold himself or herself out to be an investment adviser unless he or she is the holder of an investment adviser’s licence issued under this Part.
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